Forms are provided below for your convenience.
New clients may use the forms and agreements provided below. These documents are intended to be viewed only after an initial telephone consultation with an adviser, and as such, two of the forms provided below are password protected. Please give us a call at 347-706-1414 to schedule a free consultation to meet with an adviser and begin the process of opening your account.
The following forms are required to open an account with Athelon Wealth Management (PDF Format):
1. Investment Advisory Agreement (Password Protected)
2. Client Profile Questionnaire (Password Protected)
3. New clients must also complete a New Account Form to open their brokerage account. We recommend the brokerage services of TradePMR, Inc. (an independent broker-dealer). A TradePMR account may be opened using a secure online paperless process or by completing a New Account Form available here.
A PDF reader is required to view PDF files. You may use Adobe Acrobat Reader — a free program available from the Adobe web site. To obtain your copy of Adobe Acrobat Reader, click the link below and follow the download directions on the Adobe web site (link opens in a new window).
DISCLAIMER: The forms and links on this page are provided for the convenience of prospective clients of Athelon Wealth Management. As forms may be updated periodically, no guarantees are made or implied as to whether the forms provided are the latest versions. Please call us at 347-706-1414 prior to using these forms to ensure that they are up-to-date. Neither we nor our information providers shall be liable for any errors or inaccuracies, regardless of cause, or the lack of timeliness of, or for any delay or interruption in transmission thereof to the user. THERE ARE NO WARRANTIES, EXPRESSED OR IMPLIED, AS TO ACCURACY, COMPLETENESS, OR RESULTS OBTAINED FROM ANY INFORMATION POSTED ON THIS OR ANY “LINKED” WEB SITE.